About Us

Our Principals

Tucker Plumstead began his securities career in 1974 in Washington, D.C.  Prior to co-founding this firm in 1998, Mr. Plumstead was President of Park Investment Corporation, a regional bank broker/dealer, and held positions with Dain Bosworth; Dougherty, Dawkins, Strand and Yost; Norwest Investment Services; and Miller & Schroeder Financial.  He is a co-founder of Business Bancorporation, a Minnetonka, MN-based bank holding company.  Mr. Plumstead has been active in underwriting, trading, and marketing virtually every type of fixed-income security and commercial and residential mortgages.  He has been a Registered Representative, General Securities, Municipal Securities, and Government Securities Principal through FINRA, and is now a Municipal Advisor Representative under the MSRB.  Mr. Plumstead is a graduate of Ohio University with a Bachelor of Arts, Summa cum Laude, in History and Economics.  In a typical healthcare financing, Mr. Plumstead is primarily responsible for placement and syndication and mortgage-related tasks, and may also be involved in liaison with conduit issuers.

Tucker is a Registered Municipal Advisor and Municipal Advisor Principal.

Tom Mayfield joined the firm in 1999 and became a partner in 2003, but started working with healthcare institutions much earlier in his career.  From 1990 to 1999, Mr. Mayfield was employed by Midwest Healthcare Capital.  During that time, he originated, structured, and assisted in placing tax-exempt capital financings on behalf of hospitals in Minnesota and neighboring states.  From 1986 to 1990, he was with the Minnesota Hospital Association, where he assisted in the administration of a pooled equipment financing program, provided equipment leasing services to MHA-member hospitals, and helped develop a joint venture between MHA and Midwest Healthcare Capital.  From 1976 to 1986, Mr. Mayfield was employed by Blue Cross and Blue Shield of Minnesota, where he assisted with implementation of the Medicare Prospective Payment System for acute inpatient hospital care and the UB-82 conversion.  Mr. Mayfield has been a Registered Representative through FINRA, and is now a Municipal Advisor Representative under the MSRB.  In a typical healthcare financing, Mr. Mayfield is primarily responsible for origination, structuring, documentation, and liaison with conduit issuers.

Tom is a Registered Municipal Advisor.